Risks

The products and services offered by Universal Broker have risk and may not be warranted against loss. Online account holders are responsible for understanding the systems, products and limitations of trading. We encourage you to carefully review the following information before you use our services:

User/Customer Agreements
  • User/Customer Terms & Conditions
  • Privacy Statement

Trading

  • Unique Risks of Stop Limit Orders
  • Extended Hours Trading

Stocks

  • Stocks Terms and Conditions

Options

  • Characteristics and Risks of Standardized Options
  • Expiration Process and Risks
  • Option Related Risks

Security Futures
  • Security Futures Terms and Conditions
  • Security Futures Risks Document
Futures
  • Futures Account Additional Risk Warning
  • Risk Disclosure Statement for Futures & Options
  • Futures Account Agreement
  • Futures Quotes Agreement

Margin

  • Day Trading Disclosure
  • Futures Day Trading Disclosure
  • Margin Disclosure Statement
  • Margin Guidelines
  • Portfolio Margin Disclosure and Acknowledgement

Quotes

  • Data Use Agreement
  • Streaming Quotes Disclosure

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